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What you should know about 内幕交易

如果您投资股票市场,则可能对术语很熟悉‘insider trading’ and how it is associated with the illegal trading of securities. What you may not know, however, is that not all 内幕交易 is actually considered illegal. Instead, there are actually two types of 内幕交易.

内幕交易的法律形式是指在公司内工作的雇主或雇员在自己公司内买卖股票的情况。作为公司内部人员,他们被允许进行此类购买和自由出售其所拥有的股票,但必须向美国证券交易委员会报告此类交易。

Illegal 内幕交易, on the other hand, generally refers to a type of 白领犯罪 涉及基于接收尚未公开的公司信息的证券买卖。例如,如果您被告知要撤回贵公司生产的产品,然后在发布公告之前出售了贵公司的股票,则可以视为内幕交易。如果您想了解尚未发布的正面信息,可能导致股价飙升的信息,也可以考虑在价格较低时买入股票。

虽然您可能认为您必须与证券的销售直接相关才能进行内幕交易,但提供以下信息也违反交易规定:‘tip’ to someone about the nonpublic information. In these cases, both the person providing the 小费 and the person who used the information about the 小费 could both be in violation of 内幕交易 laws.

Defendants who are accused of 内幕交易 may find it beneficial to consult a Wisconsin criminal attorney who specializes in this type of white collar crime.

资源: 美国证券交易委员会,“内幕交易” Sep. 29, 2014

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